FCA publishes culture and NFM survey findings

The FCA has published key findings from a survey sent to 1,028 wholesale financial services firms requesting information in relation to recorded incidents of non-financial misconduct during a three year period (2021-2023).  Respondents fell into four sectors/portfolios: (i) London market insurers (Lloyd’s managing agents and London market insurers including protection and indemnity clubs); (ii) London … Continue reading FCA publishes culture and NFM survey findings